UK · UK MiFID Org Reg · CHAPTER III OPERATING CONDITIONS FOR INVESTMENT FIRMS · SECTION 3 Assessment of suitability and appropriateness
Article 54 UK MiFID Org RegAssessment of suitability and suitability reports ...
Revoked
Revoked from 23 Oct 2025 by Financial Services and Markets Act 2023.
Read the official text on legislation.gov.uk(opens in a new tab)Summary pending.
Amendments and application dates
| Amending act | Change | Applies from |
|---|---|---|
| Financial Services and Markets Act 2023 | Provision removed | 23 Oct 2025 |
Commentary
No law-firm commentary is linked to this provision yet.
EU counterpart
No EU counterpart recorded.
Restated in FCA rules
Article 54 has been revoked. These Handbook provisions restate it; the link is ours, made from published evidence (hover the badge for it).
Curated · 85%
- COBS 9A.2.4R Assessing the extent of the information required: MiFID business
- COBS 9A.2.5R Professional clients: MiFID business
- COBS 9A.2.7R Obtaining information about a client’s financial situation: MiFID business
- COBS 9A.2.8R Obtaining information about a client’s investment objectives: MiFID business
- COBS 9A.2.9R Reliability of information: MiFID business
- COBS 9A.2.10R Maintaining adequate and up-to-date information: MiFID business
- COBS 9A.2.13R Insufficient information: MiFID business
- COBS 9A.2.15R Identifying the subject of a suitability assessment: MiFID business
- COBS 9A.2.18R Switching: MiFID business
- COBS 9A.2.19R Adequate policies and procedures: MiFID business
- COBS 9A.2.20R Unsuitability: MiFID business
- COBS 9A.2.23R Automated or semi-automated systems: MiFID business
- COBS 9A.3.1R Explaining the reasons for assessing suitability: MiFID business
- COBS 9A.3.3R Providing a suitability report: MiFID business
- COBS 9A.3.9R Periodic assessments: MiFID business
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