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UK · assimilated regulation

UK Delegated Regulation (EU) 2017/590Commission Delegated Regulation (EU) 2017/590 of 28 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities (Text with EEA relevance)

Read the official text on legislation.gov.uk(opens in a new tab)

UK version of Delegated Regulation (EU) 2017/590. Changes the FCA made by standards instruments are not recorded on legislation.gov.uk, so this page cannot show whether the UK version has diverged.

Contents

  1. Article 1 Data standards and formats for transaction reporting
  2. Article 2 Meaning of transaction
  3. Article 3 Meaning of execution of a transaction
  4. Article 4 Transmission of an order
  5. Article 5 Identification of the investment firm executing a transaction
  6. Article 6 Designation to identify natural persons
  7. Article 7 Details of the identity of the client and identifier and details for the decision maker
  8. Article 8 Identification of person or computer algorithm responsible for the investment decision
  9. Article 9 Identification of person or computer algorithm responsible for execution of a transaction
  10. Article 10 Designation to identify an applicable waiver
  11. Article 11 Designation to identify a short sale
  12. Article 12 Reporting of an execution for a combination of financial instruments
  13. Article 13 Conditions upon which legal entity identifiers are to be developed, attributed and maintained
  14. Article 14 Reporting transactions executed by branches
  15. Article 15 Methods and arrangements for reporting financial transactions
  16. Article 16 Determination of the most relevant market in terms of liquidity
  17. Article 17 Entry into force and application
  18. Annex I
  19. Annex II National client identifiers for natural persons to be used in transaction reports