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UK · assimilated regulation

UK Implementing Regulation (EU) 2017/2382Commission Implementing Regulation (EU) 2017/2382 of 14 December 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the transmission of information in accordance with Directive 2014/65/EU of the European Parliament and of the Council (Text with EEA relevance)

Read the official text on legislation.gov.uk(opens in a new tab)

UK version of Implementing Regulation (EU) 2017/2382. Changes the FCA made by standards instruments are not recorded on legislation.gov.uk, so this page cannot show whether the UK version has diverged.

Contents

  1. Article 1 Scope
  2. Article 2 General requirements
  3. Article 3 Submission of the investment services and activities passport notification
  4. Article 4 Assessment of completeness and accuracy of the investment services and activities passport notification
  5. Article 5 Communication regarding the investment services and activities passport notification
  6. Article 6 Submission of the change of investment services and activities particulars notification
  7. Article 7 Communication regarding the change of investment services and activities particulars notification
  8. Article 8 Submission of the notification for the provision of arrangements to facilitate access to an MTF or an OTF
  9. Article 9 Communication regarding the notification for the provision of arrangements to facilitate access to an MTF or an OTF
  10. Article 10 Submission of the change of particulars for the provision of arrangements to facilitate access to an MTF or an OTF notification
  11. Article 11 Communication regarding the change of particulars for the provision of arrangements to facilitate access to an MTF or an OTF notification
  12. Article 12 Submission of the branch passport notification
  13. Article 13 Submission of the tied agent passport notification
  14. Article 14 Assessment of completeness and accuracy of the branch passport notification or tied agent passport notification
  15. Article 15 Communication regarding the branch passport notification
  16. Article 16 Communication regarding the tied agent passport notification
  17. Article 17 Submission of the change of branch particulars notification
  18. Article 18 Submission of the change in the tied agent particulars notification
  19. Article 19 Communication regarding the change of branch particulars notification
  20. Article 20 Communication regarding the change of tied agent particulars notification
  21. Article 21 Entry into force and application
  22. Annex I
  23. Annex II
  24. Annex III
  25. Annex IV
  26. Annex V
  27. Annex VI
  28. Annex VII
  29. Annex VIII
  30. Annex IX
  31. Annex X
  32. Annex XI
  33. Annex XII
  34. Annex XIII