UK · assimilated regulation
UK Delegated Regulation (EU) 2017/1943Commission Delegated Regulation (EU) 2017/1943 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on information and requirements for the authorisation of investment firms (Text with EEA relevance)
Read the official text on legislation.gov.uk(opens in a new tab)UK version of Delegated Regulation (EU) 2017/1943. Changes the FCA made by standards instruments are not recorded on legislation.gov.uk, so this page cannot show whether the UK version has diverged.
Contents
- Article 1 General information
- Article 2 Information on capital
- Article 3 Information on shareholders
- Article 4 Information on the management body and persons who direct the business
- Article 5 Financial information
- Article 6 Information on the organisation of the firm
- Article 7 General requirements
- Article 8 Requirements applicable to the management of investment firms that are natural persons or investment firms that are legal persons managed by a single natural person
- Article 9 Requirements applicable to shareholders and members with qualifying holdings
- Article 10 Effective exercise of supervisory functions
- Article 11 Entry into force and application