Q&A · ESMA
Post-sale reporting
Answered
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For the 10% depreciation report, instruments with no secondary market or daily price (such as funds without a daily NAV, unlisted or illiquid shares) should be valued using appropriate fair-value estimates consistent with those used in the Article 60 periodic statement.
Details
| Reference | ESMA_QA_1805 |
|---|---|
| Issuer | ESMA |
| Published | 6 Jun 2017 |
| Answered | 6 Jun 2017 |
| Submitted | 6 Jun 2017 |
| ESMA topics | Reporting to clients |
| Earlier Q&A document | ESMA 35-43-349 MiFID II Q&As on Investor protection Ch. 8, question 5 |
Provisions it relates to
- Article 25 MiFID II · Assessment of suitability and appropriateness and reporting to clientsInferred · 85%
- MiFID II (whole act)Explicit reference