Q&A · ESMA
Post-sale reporting
Answered
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For the 10% depreciation report on leveraged instruments or contingent liability transactions, made instrument by instrument against original cost under Article 62(2) of the Delegated Regulation, firms may use a fixed daily valuation point; any instrument that can magnify the investor's exposure counts as leveraged.
Details
| Reference | ESMA_QA_1803 |
|---|---|
| Issuer | ESMA |
| Published | 16 Dec 2016 |
| Answered | 16 Dec 2016 |
| Submitted | 16 Dec 2016 |
| ESMA topics | Reporting to clients |
| Earlier Q&A document | ESMA 35-43-349 MiFID II Q&As on Investor protection Ch. 8, question 3 |
Provisions it relates to
- Article 25 MiFID II · Assessment of suitability and appropriateness and reporting to clientsInferred · 85%
- MiFID II (whole act)Explicit reference