Q&A · ESMA
Investment advice on an independent basis
Awaiting answer
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Asks whether a firm can still call its advice independent if, after comparing a sufficient range of instruments, it often ends up recommending its own or closely linked entities' products. The question has been published but not yet answered.
Details
| Reference | ESMA_QA_1782 |
|---|---|
| Issuer | ESMA |
| Published | 10 Oct 2016 |
| Submitted | 10 Oct 2016 |
| ESMA topics | Investment advice on an independent basis |
Provisions it relates to
- Article 24 MiFID II · General principles and information to clientsInferred · 90%
- MiFIR (whole act)Explicit reference