Q&A · ESMA
Recording of telephone conversations and electronic communications
Answered
Read the official text on the ESMA website(opens in a new tab)AI-generated Summary
A client's right to request records kept under Article 16(7) MiFID II extends to internal conversations and communications between the firm's staff and contractors that relate to that client's order.
Details
| Reference | ESMA_QA_1775 |
|---|---|
| Issuer | ESMA |
| Published | 10 Oct 2016 |
| Answered | 10 Oct 2016 |
| Submitted | 10 Oct 2016 |
| ESMA topics | Recording of telephone conversations and electronic communications |
| Earlier Q&A document | ESMA 35-43-349 MiFID II Investor protection Q&As Ch 3, question 9 |
Provisions it relates to
- Article 16 MiFID II · Organisational requirementsInferred · 95%
- MiFIR (whole act)Explicit reference