Q&A · ESMA

Recording of telephone conversations and electronic communications

Answered

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AI-generated Summary

Relevant telephone conversations and electronic communications must be recorded in full, from start to end, because it cannot be known in advance whether they will lead to a transaction.

Details

Reference	ESMA_QA_1774
Issuer	ESMA
Published	10 Oct 2016
Answered	10 Oct 2016
Submitted	10 Oct 2016
ESMA topics	Recording of telephone conversations and electronic communications
Earlier Q&A document	ESMA34-43-349 MiFID II Q&As on Investor protection Ch. 3, question 8

Provisions it relates to

Article 16 MiFID II · Organisational requirements
MiFID II
Inferred · 90%
MiFIR (whole act)
Explicit reference