Q&A · ESMA
Transaction reporting
Answered
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Corporate events must be reported where the investor could make an investment decision and no RTS 22 Article 2(5) exclusion applies, including default options and standing instructions, but not lapsed rights; ESMA explains how to report the resulting transactions (counterparties, price, NOAP or PNDG, date and time) and when field 59 is 'NORE'.
Details
| Reference | ESMA_QA_1709 |
|---|---|
| Issuer | ESMA |
| Published | 14 Nov 2017 |
| Answered | 14 Nov 2017 |
| Submitted | 14 Nov 2017 |
| ESMA topics | Transaction reporting |
| Former reference | ESMA70-1861941480-56 Questions and Answers on MiFIR reporting |
| Earlier Q&A document | ESMA 70-1861941480-56 MiFIR data reporting Q&A, Q&A 24.9 |
Provisions it relates to
- Article 26 MiFIR · Obligation to report transactionsInferred · 90%
- MiFIR (whole act)Explicit reference