Q&A · ESMA
Scope of Article 9(1)(c) of MiFIR
Answered
Read the official text on the ESMA website(opens in a new tab)AI-generated Summary
The pre-trade transparency waiver in Article 9(1)(c) MiFIR covers OTC derivatives under Article 8a(2) that are not subject to the trading obligation and have no liquid market, and other derivatives for which there is no liquid market.
Details
| Reference | ESMA_QA_1561 |
|---|---|
| Issuer | ESMA |
| Published | 16 Oct 2024 |
| Answered | 4 Oct 2018, 16 Oct 2024 |
| Submitted | 4 Oct 2018 |
| ESMA topics | Non-equity transparency |
| Earlier Q&A document | ESMA 70-872942901-35 MiFIR transparency Q&A, Q&A 4.14 |
Provisions it relates to
- Article 9 MiFIR · Waivers for bonds, structured finance products, emission allowances, derivatives and package ordersExplicit reference · 90%
- MiFIR (whole act)Explicit reference