Q&A · ESMA
Position reporting
Answered
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Where a chain of investment firms trades for clients, each must report the full breakdown of positions down to the end client, but duplicate reports should be avoided, for example by one firm reporting for another under an outsourcing arrangement in which the outsourcing firm stays responsible.
Details
| Reference | ESMA_QA_1539 |
|---|---|
| Issuer | ESMA |
| Published | 15 Dec 2017 |
| Answered | 15 Dec 2017 |
| Submitted | 15 Dec 2017 |
| ESMA topics | Position reporting |
| Earlier Q&A document | ESMA 70-872942901-36 Commodity derivatives Q&A, Q&A 4.17 |
Provisions it relates to
- Article 58 MiFID II · Position reporting by categories of position holdersInferred · 90%
- MiFID II (whole act)Explicit reference