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Q&A · ESMA

Position reporting

Answered
Read the official text on the ESMA website(opens in a new tab)
AI-generated Summary

A broker trading on a matched principal basis in venue-traded or economically equivalent OTC commodity derivatives is subject to position reporting and must report positions on own account and for clients, since it may end up holding a position.

Details

ReferenceESMA_QA_1534
IssuerESMA
Published13 Nov 2017
Answered13 Nov 2017
Submitted13 Nov 2017
ESMA topicsPosition reporting
Earlier Q&A documentESMA 70-872942901-36 Commodity derivatives Q&A, Q&A 4.12