Q&A · ESMA
Position reporting
Answered
Read the official text on the ESMA website(opens in a new tab)AI-generated Summary
Where an investment firm's end client is a non-investment firm serving others, the firm's position report should cover both the end client's own positions and those it holds for third parties, ideally reported separately and entity by entity, though the end client has no obligation to disaggregate; every holder remains subject to position limits.
Details
| Reference | ESMA_QA_1526 |
|---|---|
| Issuer | ESMA |
| Published | 7 Jul 2017 |
| Answered | 7 Jul 2017 |
| Submitted | 7 Jul 2017 |
| ESMA topics | Position reporting |
| Earlier Q&A document | ESMA 70-872942901-36 Commodity derivatives Q&A, Q&A 4.2 |
Provisions it relates to
- Article 58 MiFID II · Position reporting by categories of position holdersInferred · 90%
- MiFID II (whole act)Explicit reference