Q&A · ESMA

Transaction reporting

Answered

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AI-generated Summary

ESMA provides a table of the national client identifiers for natural persons to use in transaction reports, by country and in the priority order of Annex II of RTS 22, with CONCAT generated as set out in Article 6 of RTS 22.

Details

Reference	ESMA_QA_1510
Issuer	ESMA
Published	26 Jan 2024
Answered	26 Jan 2024
Submitted	28 Sept 2020
ESMA topics	Transaction reporting
Former reference	ESMA70-1861941480-56 Questions and Answers on MiFIR reporting
Earlier Q&A document	ESMA 70-1861941480-56 MiFIR data reporting Q&A, Q&A 24.2

Provisions it relates to

Article 26 MiFIR · Obligation to report transactions
MiFIR
ESMA rulebook
MiFIR (whole act)
Explicit reference

Documents it refers to

RTSIn forceExplicit reference · 90%
Commission Delegated Regulation (EU) 2017/590 of 28 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities
European Commission · 31 Mar 2017 · EUR-Lex
AI summaryRTS 22 on transaction reporting under Article 26 MiFIR: defines a reportable transaction and its execution, the conditions for transmitting orders instead of reporting, identification of firms, clients, decision makers and the persons or algorithms responsible for investment and execution decisions, flags for waivers and short sales, branch reporting and the most relevant market in terms of liquidity, with the reporting fields in its annex.