Q&A · ESMA

MiFIR data reporting - LEI of the issuer

Answered

AI-generated Summary

For units issued by an AIF or UCITS, RTS 23 field 5 should carry the fund's own LEI, and for umbrella structures the LEI of the relevant sub-fund.

Details

Reference	ESMA_QA_1502
Issuer	ESMA
Published	19 Jul 2021
Answered	19 Jul 2021
Submitted	19 Jul 2021
ESMA topics	LEI (Legal Entity Identifier)
Earlier Q&A document	ESMA 70-1861941480-56 MiFIR data reporting Q&A, Q&A 2.6

Article 27 MiFIR · Obligation to supply financial instrument reference data
MiFIR
Inferred · 80%
MiFIR (whole act)
Explicit reference

RTSIn forceExplicit reference · 90%
Commission Delegated Regulation (EU) 2017/585 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the data standards and formats for financial instrument reference data and technical measures in relation to arrangements to be made by the European Securities and Markets Authority and competent authorities
European Commission · 31 Mar 2017 · EUR-Lex
AI summaryRTS 23 on financial instrument reference data: sets the content, standards and format of the data that trading venues and systematic internalisers must send to competent authorities under Article 27 MiFIR, submission deadlines, ISIN and LEI identification, and the arrangements for ESMA and competent authorities to receive, check, exchange and publish the data.