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Guidelines · ESMA

Guidelines on the assessment of the suitability of members of the management body and key function holders

Published
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AI-generated Summary

Joint EBA and ESMA guidelines of July 2021 (EBA/GL/2021/06, ESMA35-36-2319) on assessing the suitability of management body members and key function holders of credit institutions and investment firms, covering individual and collective suitability, time commitment, reputation, honesty and integrity, independence of mind, diversity, induction and training, and assessments by institutions and competent authorities.

Details

ReferenceESMA35-36-2319
IssuerESMA