Guidelines · ESMA
Guidelines On Internal Controls for Benchmark Administrators, Credit Rating Agencies and Market Transparency Infrastructures
Published
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ESMA guidelines of May 2026 (ESMA80-634726060-3082) on the internal control framework and internal control functions (such as compliance, risk management and internal audit) expected of entities ESMA supervises directly, including benchmark administrators, credit rating agencies, data reporting services providers other than consolidated tape providers, and securitisation repositories.
Details
| Reference | ESMA80-634726060-3082 |
|---|---|
| Issuer | ESMA |
Provisions it relates to
- Article 27f MiFIR · Requirements for the management body of a data reporting services providerESMA rulebook
- Article 27g MiFIR · Organisational requirements for APAsESMA rulebook
- Article 27i MiFIR · Organisational requirements for ARMsESMA rulebook